1st September 2010

What is Hector Sants' legacy?

Hector SansIFA letter of the week

Being charitable I could say that he was so preoccupied with the banking crisis that he ignored the ministrations of the IFA sector when they shouted that they were being treated unfairly in comparison to the banks and that the RDR was a disaster looming ever closer on the horizon.

Were I bountiful with my comments I might say that he successfully steered the good ship FSA into calmer waters when other captains might have jumped into the dinghy.
The truth is that from a practitioner's standpoint he has continued with the unappetising agenda of his tiny predecessor. He appears to have little understanding of the retail sector although in recent months he has been undertaking worthwhile research (something that might be futile given his resignation).

Never in 22 years of regulation have I known such contempt and disgust with a regulator. The FSA is a body that either fails to listen or, alternatively, chooses to hear only those voices chanting their favoured mantra. The us and them divide has never been wider and Hector Sants tenure has served to highlight this far more graphically then with previous regimes.

Will his successor be more pre-disposed towards advisers? As the decisive vote is with the Treasury I guess we can all guess the answer to that one.

Alan Lakey - IFA

Panacea Comment

Registration

Free Registration and CPD

Related Articles_

When vulnerability policies go wrong


I have never considered myself to fit such definition but since passing 75 I am beginning to wonder if lip service is being paid by regulated firms or they have just made it more difficult for their customers?

Read More

The Golden Rule of AI for Financial Advisers: Protect Your Client Data


Artificial intelligence has the potential to transform the way advice firms work, helping to reduce administration, improve efficiency and free up more time for clients. But before embracing AI, there is one principle that should never be overlooked

Read More

Getting Better Results from AI: The RTCC Framework


Artificial intelligence is only as good as the instructions you give it. If you’ve ever asked AI a question and received an answer that felt generic, vague or simply not quite right, don’t be too quick to blame the technology.

Read More

You need to be logged in to comment on this article