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16th May 2022

Regulatory Landscape (92 minutes)

92 minutes

On this session we discussed the imminent FCA Consumer Duty rules and guidance with three experts, Peter Lovegrove of Grant Thornton, Ricky Nuttall of Simplybiz and Ross Liston of Bankhall.

Our guests provided different perspectives on the requirements and what actions are needed. Importantly, this looked at not just the high-level requirements, but what advice firms can practically do to prepare themselves for this radical change.

Learning Outcome - to demonstrate an understanding of: 

  • Describing the core components of the forthcoming Consumer duty rules and guidance
  • Explaining the impact of the rules on advisers’ businesses
  • Identifying what advisers can do now to best prepare themselves for the new rules and guidance
  • How to explain how meeting the price and value requirements will impact adviser firms

Watch now

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