News & Views

Nucleus: Is your firm ready for the SM&CR?

Business Development for Financial Advisers and Paraplanners

19 Nov 2019

Nucleus: Is your firm ready for the SM&CR?

The senior managers and certification regime (SM&CR) comes in to force for all solo-regulated firms on 9 December 2019. At Nucleus, we’re running a campaign to help our users get ready for this initiative. Whether you’re about to finalise your preparations or you still have a way to go, financial planning firms need to understand what’s required to make sure they’re ready. 

To help firms prepare for SM&CR, we’ve produced a white paper with Phil Young of Zero Support. We also held SM&CR masterclasses with Cathi Harrison from Apricity at the beginning of October. The white paper aims to make sure that firms have done everything they can to be ready in time for the regulation coming into force, and to highlight further opportunities in the final months before the deadline. 

Online resources available 

If you’d like to receive a copy of our upcoming whitepaper, it’s available to download now from our website. 

We’ve also pulled together some useful online resources to help you get ready for SM&CR and to answer any of your burning questions. Visit illuminate, where we’ve got a collection of articles about SM&CR, written by key figures in the industry. 

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