I work as a Freelance Compliance Consultant in Financial Services. My clients tend to be adviser firms of various sizes covering most elements of financial advice to consumers. I am a member of the Association of Professional Compliance Consultants.
If you would like to discuss any of the reports and articles, please feel free to contact me. It would be great to receive feedback from you.
If you want me to write a report for you, please feel free to ask. Always happy to discuss interesting projects or products or the issues of the day.
I look forward to hearing from you.
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Most recent articles from Tony Catt
Why Platform Due Diligence Is Becoming a Strategic Priority in 2026
For many advice firms, platform selection was once largely an operational decision.
Targeted Support - a whole new level of advice
The FCA released a paper at the end of June - The Advice Guidance Boundary Review - which introduces the concept of "Targeted Support".