29 Sep 2019
The senior managers and certification regime (SM&CR) is due to come in to force for all solo-regulated firms on 9 December.
Whether you’re about to finalise your preparations or you still have a way to go, financial planning firms need to understand what’s required to make sure they're ready.
At Nucleus, we've put together a helpful summary of what SM&CR means for you and your business, as well as some useful tips and resources to help you get ready. We're also working on a whitepaper to help you make sure your firm is compliant, along with some masterclasses to provide more in-depth, bespoke support. You can register your interest for both of these by visiting our landing page.