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Nucleus: Is your firm ready for the SM&CR?

Wrap and Platform news for Financial Advisers and Paraplanners

29 Sep 2019

Nucleus: Is your firm ready for the SM&CR?

The senior managers and certification regime (SM&CR) is due to come in to force for all solo-regulated firms on 9 December. 

Whether you’re about to finalise your preparations or you still have a way to go, financial planning firms need to understand what’s required to make sure they're ready.

At Nucleus, we've put together a helpful summary of what SM&CR means for you and your business, as well as some useful tips and resources to help you get ready. We're also working on a whitepaper to help you make sure your firm is compliant, along with some masterclasses to provide more in-depth, bespoke support. You can register your interest for both of these by visiting our landing page.

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