News & Views

Foot Anstey: Senior Managers and Certification Regime (SM&CR) webinar - 25 September 2018

Compliance event for Financial Advisers

26 Jul 2018

As I am sure you are already aware, the FCA is extending the new Senior Manager and Compliance Regime to all authorised firms with effect from 9 December 2018.

In preparation, we will be running a series of updates on the new legislation, focusing on how the Core Regime under the SM&CR will operate and providing some practical advice on how firms can go about implementing the SM&CR into their organisations, the key issues likely to arise, and how to deal with them. The long transitional period provided by the FCA gives firms an opportunity to address any key issues in good time whilst minimising disruption to day-to-day business and strengthening internal governance.

The updates will run from September 2018 and we intend to present them in an interactive format, allowing participants to ask questions and find out what changes other organisations are implementing across the market to meet requirements. The updates will be of most relevance to those responsible for implementing this regime and those people classified as senior managers going forward.

We plan to hold our first update session by webinar on Tuesday 25 September at 11.30am. We hope you can join us and we will be providing some pre-reading nearer the date.

To confirm your place, and submit in advance any questions you would like addressed on the webinar, please RSVP here.

Date: 

Tuesday 25 September 2018

Timings: 

11.30am - 12.15pm 

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